Saturday, October 3, 2026Sign inJoin free
FinancialADVSR

Est. 2026Moves · Money · ManagementNew York

IN Concurrent eyes $3B to $10B RIA platforms after Spire buyFP Ask an Advisor: How do you help child-free clients plan?WM SEC Crypto Custody Proposal Draws Divisive ReactionsFP SEC seeks to ease advisors' custody burdens with discretionary tradingKC Weekend Reading For Financial Planners (October 3–4)IN Merrill to pay $39 million in cash sweep settlementWM How Far Can AI Overlays Really Go?WM Financial Wellness Tools Must Connect the DotsRB Fidelity's move to kick sub-$100-million RIAs off its platform is 'bizarre,' Kitces says; it’s likely to backfire, Chalekian says; yet, the Fidelity-Savvy deal last week may soften any blowWM Deals & Moves: HB Wealth Adds Family Trio, Hightower Signature Acquires Externally

5 stories on the wire

“LPL Financial”

Every headline in wealth management from 8 outlets, in the order it was published. Each one links to the outlet that reported it.

  1. News · InvestmentNews

    NFL referee Shawn Hochuli doubles as LPL-affiliated financial advisor

  2. Moves · InvestmentNews

    Advisor moves: $1.3B advisor team joins Wells Fargo FiNet practice in Ohio

  3. Enforcement · WealthManagement.com

    FINRA Bars Former LPL Rep For Taking $1.7M From Clients

  4. News · Wealth Solutions Report

    Deals & Recruiting Roundup: Cerity, Corient, LPL, Verdence And More

  5. Deals · RIABiz

    Ritik Malhotra sells not-for-sale Savvy stake for $100 million after Utah Jazz owner showed up big for his LPL-disruption-by-AI play -- and Mark Casady re-upped at the new price as well