Thursday, October 29, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB LPL shares freefall more than 15% after investors aren't appeased by answers to hard-hitting questions about next act after Commonwealth, or by CEO humor during the quarterly analysts' callRB Referral vendor Zoe Financial rewrites its ADV2 for fee hikes in its RIA TAMP that follow a censure, cease-and-desist order, and $450,000 civil penalty to atone for conflict disclosure failures in how it wears both hatsFP A guide to getting AI buy-in as RIAs look to scaleIN TCW’s TPAY private asset income fund set to hit AUM milestoneIN Advisor moves: Raymond James lands $460M father-son team from Wells FargoIN Schwab CEO says firm is blocking rogue AI agents from client accountsIN Best Practices in AI Compliance: How Real Firms Are Making the CallIN Wealth firms moving upmarket face tough talent and outsourcing callsIN Schwab IMPACT 2026 full conference coverageWM Schwab Offers Credit to RIAs to Prompt Use of Claude AI Enterprise Plan

Financial ADVSR advisor directory · SEC adviser records

Verity Asset Management financial advisors in New York

Every SEC-registered investment adviser representative at a Verity Asset Management office in New York, by city and A to Z.

The short answer

4 registered advisors work at Verity Asset Management in New York, out of 53 nationwide; it's the firm's number 3 state by advisors, and the most are in Ronkonkoma (3). 0 list the CFP designation and 4 are also registered broker representatives.

Verity Asset Management advisors by city in New York

Every firm in New York →

Ronkonkoma 3Elmira 1

Verity Asset Management advisors in New York, A to Z

Search by name →

Verity Asset Management advisors in every state →Verity Asset Management: assets, clients and custodians →Advisor Moves: who changed firms this week →

Verity Asset Management in other states

North Carolina 36California 5Texas 4

Questions

How many Verity Asset Management financial advisors are in New York?

4 investment adviser representatives are registered at Verity Asset Management offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 53 at the firm nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Where in New York does Verity Asset Management have the most advisors?

Ronkonkoma, with 3, then Elmira (1). Verity Asset Management has advisors in 2 cities in New York.

How do I check a Verity Asset Management advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Verity Asset Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.