Financial ADVSR advisor directory · SEC adviser records
Smith Securities LLC financial advisors
Every SEC-registered investment adviser representative at Smith Securities LLC, by the state and city of the office they work from.
The short answer
3 registered advisors work at Smith Securities LLC, in 2 states and 2 cities; the most are in Covington, LA (2). 1 list the CFP designation and 0 are also registered broker representatives.
Search every Smith Securities LLC advisor by name →Who joined and left Smith Securities LLC →
Cities with the most Smith Securities LLC advisors
Smith Securities LLC advisors by state
Questions
How many financial advisors does Smith Securities LLC have?
3 investment adviser representatives are registered with Smith Securities LLC, according to the SEC's Investment Adviser Public Disclosure records, in 2 states and 2 cities. 1 list the CFP designation and 0 are also registered as broker representatives.
Where does Smith Securities LLC have the most advisors?
Covington, LA, with 2 registered advisors, then Plymouth, WI (1). By state, Louisiana has the most, with 2.
How do I find a Smith Securities LLC financial advisor near me?
Pick your state below, then your city, to see every Smith Securities LLC advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Smith Securities LLC offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →