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Financial ADVSR advisor directory · SEC adviser records

Shepherd Kaplan LLC financial advisors

Every SEC-registered investment adviser representative at Shepherd Kaplan LLC, by the state and city of the office they work from.

18 registered advisors work at Shepherd Kaplan LLC, in 4 states and 4 cities; the most are in Boston, MA (15). 0 list the CFP designation and 0 are also registered broker representatives.

Search every Shepherd Kaplan LLC advisor by name →Shepherd Kaplan LLC: assets, clients and custodians →

Cities with the most Shepherd Kaplan LLC advisors

Boston, MA 15Brewster, NY 1Oakland Park, FL 1Pipersville, PA 1

Shepherd Kaplan LLC advisors by state

Shepherd Kaplan LLC in Massachusetts 15

Boston 15

Shepherd Kaplan LLC in Florida 1

Oakland Park 1

Shepherd Kaplan LLC in New York 1

Brewster 1

Shepherd Kaplan LLC in Pennsylvania 1

Pipersville 1

Questions

How many financial advisors does Shepherd Kaplan LLC have?

18 investment adviser representatives are registered with Shepherd Kaplan LLC, according to the SEC's Investment Adviser Public Disclosure records, in 4 states and 4 cities. 0 list the CFP designation and 0 are also registered as broker representatives.

Where does Shepherd Kaplan LLC have the most advisors?

Boston, MA, with 15 registered advisors, then Brewster, NY (1). By state, Massachusetts has the most, with 15.

How do I find a Shepherd Kaplan LLC financial advisor near me?

Pick your state below, then your city, to see every Shepherd Kaplan LLC advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Shepherd Kaplan LLC offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →