Financial ADVSR advisor directory · SEC adviser records
CFP financial advisors in Southwest Harbor, ME
Every SEC-registered financial advisor at a firm office in Southwest Harbor who lists the Certified Financial Planner designation, A to Z.
The short answer
1 CFP advisor work in Southwest Harbor; the most are at Commonwealth Financial Network (1). 1 are also registered broker representatives.
CFP advisors in Southwest Harbor, A to Z
Every advisor in Southwest Harbor →- J M. PierceCommonwealth Financial Network · Certified Financial Planner
Firms with the most CFP professionals in Southwest Harbor
CFP advisors in other Maine cities
All of Maine →Portland 58Bangor 11Falmouth 8South Portland 7Scarborough 6Kennebunk 5Waterville 5Westbrook 5Auburn 3Brunswick 3Camden 3Ellsworth 3
Questions
How many CFP financial advisors are in Southwest Harbor, ME?
1 SEC-registered investment adviser representatives at firm offices in Southwest Harbor, Maine list the CFP designation; Commonwealth Financial Network employs the most of them (1).
What is a CFP?
CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.
How do I check a CFP in Southwest Harbor?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.