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Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Carol Stream, IL

Every SEC-registered financial advisor at a firm office in Carol Stream who lists the Certified Financial Planner designation, A to Z.

The short answer

2 CFP professionals work in Carol Stream; the most are at Ascent Fintech LLC (1). 1 are also registered broker representatives.

CFP advisors in Carol Stream, A to Z

Every advisor in Carol Stream →
  • Monarch BhattAscent Fintech LLC · Certified Financial Planner
  • Aonan WangLPL Financial LLC · Certified Financial Planner

Firms with the most CFP professionals in Carol Stream

Ascent Fintech LLC 1LPL Financial LLC 1

CFP advisors in other Illinois cities

All of Illinois →

Chicago 708Rockford 195Downers Grove 125Naperville 99Oak Brook 59Oakbrook Terrace 56Wheaton 55Springfield 46Deerfield 45Lombard 43Schaumburg 43Champaign 38Northbrook 36Lisle 32Itasca 29Palatine 26Barrington 25Evanston 25Skokie 25Arlington Heights 24Peoria 24Orland Park 22Elmhurst 20Libertyville 18

Questions

How many CFP financial advisors are in Carol Stream, IL?

2 SEC-registered investment adviser representatives at firm offices in Carol Stream, Illinois list the CFP designation; Ascent Fintech LLC employs the most of them (1).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Carol Stream?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.