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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Dubuque, IA

Every SEC-registered financial advisor at a firm office in Dubuque who lists the Chartered Financial Analyst designation, A to Z.

3 CFA charterholders work in Dubuque; the most are at Cetera Planning Partners (2). 0 are also registered broker representatives.

CFA advisors in Dubuque, A to Z

Every advisor in Dubuque →
  • Ivan P. GruhlCetera Planning Partners · Chartered Financial Analyst
  • Austin SchaulCetera Investment Advisers LLC · Chartered Financial Analyst
  • Brett A. WesselsSteele Capital Management, Inc. · Chartered Financial Analyst

Firms with the most CFA charterholders in Dubuque

Cetera Planning Partners 2Cetera Investment Advisers LLC 1Steele Capital Management, Inc. 1

CFA advisors in other Iowa cities

All of Iowa →

West Des Moines 19Des Moines 13Urbandale 8Clive 4Bettendorf 3

Questions

How many CFA financial advisors are in Dubuque, IA?

3 SEC-registered investment adviser representatives at firm offices in Dubuque, Iowa list the CFA designation; Cetera Planning Partners employs the most of them (2).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Dubuque?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.