Financial ADVSR advisor directory · SEC adviser records
CFA financial advisors in Mesa, AZ
Every SEC-registered financial advisor at a firm office in Mesa who lists the Chartered Financial Analyst designation, A to Z.
The short answer
3 CFA charterholders work in Mesa; the most are at Modern Wealth Management, LLC (1). 0 are also registered broker representatives.
CFA advisors in Mesa, A to Z
Every advisor in Mesa →- Pierre J. BrachetModern Wealth Management, LLC · Chartered Financial Analyst
- Christopher R. HighmarkMosaic Wealth · Chartered Financial Analyst
- Creg D. OstlerOstler Financial Advisors · Chartered Financial Analyst
Firms with the most CFA charterholders in Mesa
Modern Wealth Management, LLC 1Mosaic Wealth 1Ostler Financial Advisors 1
CFA advisors in other Arizona cities
All of Arizona →Questions
How many CFA financial advisors are in Mesa, AZ?
3 SEC-registered investment adviser representatives at firm offices in Mesa, Arizona list the CFA designation; Modern Wealth Management, LLC employs the most of them (1).
What is a CFA?
CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.
How do I check a CFA in Mesa?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.