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Est. 2026The front page of wealth managementNew York

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AtlasFinancial ADVSR
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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 304,829 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

304,829 advisors

Unlock all 304,829
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Scott A'HearnIndianapolis, INMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdviser and broker–Atlas2006
2William S. A'HearnChicago, ILMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdviser and broker–Atlas2026
3Mohanad AabedRochester Hills, MIJ.P. Morgan Securities LLCAdviser and broker–Atlas2024
4Amy W. AadalenMinneapolis, MNMorgan StanleyAdviser and broker–Atlas2014
5Nancy A. AadalenMinnetonka, MNStrategic Advisers LLCAdviser and broker–Atlas2014
6Thomas E. AagaardLisle, ILAmplify EtfsAdviser and broker–Atlas2011
7Nathan P. AagardGreen Bay, WIStrategic Advisers LLCAdviser and broker–Atlas2015
8Erik AakerWestlake, TXCharles Schwab & Co., Inc.Adviser and broker–Atlas2004
9Olle AakermarkOmaha, NECharles Schwab & Co., Inc.Adviser and broker–Atlas2026
10Markus L. AakkoChicago, ILNuveen Asset Management, LLCAdviser and brokerCFAAtlas2023

304,819 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.