Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Robert G. BriscoeEdmond, OK | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2001 |
| 2James R. FordYukon, OK | LPL Financial LLC +1 more | Adviser and broker | – | Atlas | 1995 |
| 3Robert GarciaOklahoma City, OK | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2015 |
| 4Bryan N. JohnsonHoldenville, OK | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 1999 |
| 5Srikanth KomarinaEdmond, OK | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2020 |
| 6Harold LeverettOklahoma City, OK | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 1998 |
| 7Sharon R. LucasOklahoma City, OK | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2021 |
| 8Douglas J. SchwegmanBartlesville, OK | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 1997 |
| 9Christopher W. SmithEdmond, OK | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2000 |
| 10Rustin D. YoungOklahoma, OK | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2022 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.