Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 17 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
17 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Shalini BabuAnkeny, IA | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2024 |
| 2Ryan L. CarsonHuxley, IA | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2026 |
| 3Phillip M. ElderSergeant Bluff, IA | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2001 |
| 4Robert EusticeMarion, IA | LPL Enterprise, LLC | Adviser and broker | ChFC | Atlas | 2018 |
| 5Michael J. GaetaMuscatine, IA | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2002 |
| 6William K. Garvey Jr.Sioux City, IA | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2021 |
| 7Steven S. HustedtAmes, IA | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 1999 |
| 8Joshua KlynAnkeny, IA | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2019 |
| 9Donna J. Leekley-GarveySioux City, IA | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2001 |
| 10Harrison McCareyNewton, IA | LPL Enterprise, LLC | Adviser and broker | – | Atlas | 2025 |
7 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.