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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 253 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

253 advisors

Unlock all 253
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Michael M. AbrahamIrvine, CALPL Enterprise, LLCAdviser and broker–Atlas2023
2George J. AlexopoulosSherman Oaks, CALPL Enterprise, LLCAdviser and broker–Atlas2001
3Heather A. AllenGrover Beach, CALPL Enterprise, LLCAdviser and broker–Atlas2024
4Amna AltafCamarillo, CALPL Enterprise, LLCAdviser and broker–Atlas2020
5Archievhal D. AlvaradoSan Diego, CALPL Enterprise, LLCAdviser and broker–Atlas2024
6Lisa Jung Hwa AnOrange, CALPL Enterprise, LLCAdviser and broker–Atlas2013
7Haleh AryanIrvine, CALPL Enterprise, LLCAdviser and broker–Atlas2021
8Leslie AsareSan Diego, CALPL Enterprise, LLCAdviser and broker–Atlas2017
9Daniel AzimiPlacentia, CALPL Enterprise, LLCAdviser and broker–Atlas2024
10Jimmy T. AzlingIrvine, CALPL Enterprise, LLCAdviser and broker–Atlas2020

243 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.