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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 122 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

122 advisors

Unlock all 122
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Cole E. AaronsonNew York, NYA.G.P. / Alliance Global PartnersAdviser and brokerCFPAtlas2018
2Mark P. AdlerBoca Raton, FLA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2026
3Thomas H. ArthurNewport Beach, CAA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2007
4Raymond A. Asmar Jr.Boca Raton, FLA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2001
5Garry BaleHolmdel, NJA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2010
6Joshua R. BargRidgewood, NJA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2006
7Kamren J. BarkusNewport Beach, CAA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2024
8Kenneth J. BarkusNewport Beach, CAA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2007
9Steven R. BellBoca Raton, FLA.G.P. / Alliance Global PartnersAdviser and brokerCFPAtlas2009
10Marcus BergerBoca Raton, FLA.G.P. / Alliance Global PartnersAdviser and brokerChFCAtlas2008

112 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.