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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 46 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

46 advisors

Unlock all 46
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Cole E. AaronsonNew York, NYA.G.P. / Alliance Global PartnersAdviser and brokerCFPAtlas2018
2Kenneth W. BiebelNew York, NYA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2012
3Mai N. BresnikNew York, NYA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2019
4Hal W. BrownNew York, NYA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2006
5Dylan DeansNew York, NYA.G.P. / Alliance Global PartnersAdviser only–Atlas2022
6Ian K. DietzNew York, NYA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2021
7Stephanie L. FagensonNew York, NYA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2024
8Russell M. FiskeNew York, NYA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2007
9Charles H. GarridoNew York, NYA.G.P. / Alliance Global PartnersAdviser and broker–Atlas1999
10Confrence G. GbajeNew York, NYA.G.P. / Alliance Global PartnersAdviser and broker–Atlas2022

36 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.