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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 69 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

69 advisors

Unlock all 69
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Andrea T. Arias TurriagoMcLean, VAUBS Financial Services Inc.Adviser and broker–Atlas2009
2Christopher G. BealeNorfolk, VAUBS Financial Services Inc.Adviser and broker–Atlas1994
3Eric B. BeckMcLean, VAUBS Financial Services Inc.Adviser and broker–Atlas2006
4Harry M. BensonRichmond, VAUBS Financial Services Inc.Adviser and broker–Atlas2015
5Matthew C. ChalfantMcLean, VAUBS Financial Services Inc.Adviser and broker–Atlas1998
6Arthur G. ChaseMcLean, VAUBS Financial Services Inc.Adviser and broker–Atlas1995
7Marc D. CimminoNorfolk, VAUBS Financial Services Inc.Adviser and broker–Atlas2014
8Thomas E. ClarkMcLean, VAUBS Financial Services Inc.Adviser and broker–Atlas2013
9Tracy L. CollinsNorfolk, VAUBS Financial Services Inc.Adviser and broker–Atlas2000
10Tara C. CorrigallNorfolk, VAUBS Financial Services Inc.Adviser and broker–Atlas1999

59 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.