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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 583 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

583 advisors

Unlock all 583
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Allen AbneyDallas, TXWilliam Blair +1 moreAdviser and broker–Atlas2009
2Jeffrey M. AboloffHouston, TXUBS Financial Services Inc.Adviser and broker–Atlas1991
3Karl G. Agar IIIMidland, TXUBS Financial Services Inc.Adviser and broker–Atlas2021
4Sandra AgoHouston, TXUBS Financial Services Inc.Adviser and broker–Atlas2018
5Dario AguilarPlano, TXUBS Financial Services Inc.Adviser and brokerCFPAtlas2007
6David J. J. AignerHouston, TXUBS Financial Services Inc.Adviser and broker–Atlas1983
7William R. AignerHouston, TXUBS Financial Services Inc.Adviser and broker–Atlas2024
8Kaylyn G. AlexanderSan Angelo, TXUBS Financial Services Inc.Adviser and broker–Atlas2025
9Markley M. AlexanderDallas, TXUBS Financial Services Inc.Adviser and broker–Atlas2026
10Bianka H. AlexandreHouston, TXUBS Financial Services Inc.Adviser and broker–Atlas2013

573 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.