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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 27 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

27 advisors

Unlock all 27
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jenny B. AnderssonProvidence, RIUBS Financial Services Inc.Adviser and broker–Atlas2002
2Lauren M. BrennanProvidence, RIUBS Financial Services Inc.Adviser and broker–Atlas2015
3Cody M. BurnettProvidence, RIUBS Financial Services Inc.Adviser and broker–Atlas2014
4Anthony L. CerinoNewport, RIUBS Financial Services Inc.Adviser and broker–Atlas2016
5Bryan CollinsProvidence, RIUBS Financial Services Inc.Adviser and broker–Atlas2016
6Peter J. Corsi Jr.Providence, RIUBS Financial Services Inc.Adviser and broker–Atlas2006
7Hana CoutureNewport, RIUBS Financial Services Inc.Adviser and broker–Atlas2025
8Elizabeth CumminsProvidence, RIUBS Financial Services Inc.Adviser and broker–Atlas2004
9Neal B. EngesetterProvidence, RIUBS Financial Services Inc.Adviser and broker–Atlas2010
10Katherine K. FarnhamNewport, RIUBS Financial Services Inc.Adviser and broker–Atlas2002

17 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.