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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 1,266 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

1,266 advisors

Unlock all 1,266
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Christine L. AbbottNew York, NYUBS Financial Services Inc.Adviser and brokerCFPAtlas2012
2Michael C. AbrahamSyracuse, NYUBS Financial Services Inc.Adviser and broker–Atlas2021
3Richard A. AbramsNew York, NYUBS Financial Services Inc.Adviser and broker–Atlas2009
4Ariana C. AcostaNew York, NYUBS Financial Services Inc.Adviser and broker–Atlas2010
5Marc A. AcostaJericho, NYUBS Financial Services Inc.Adviser and broker–Atlas2021
6Paul M. AdamNew York, NYUBS Financial Services Inc.Adviser and broker–Atlas2024
7Jonathan A. AdamskyArmonk, NYUBS Financial Services Inc.Adviser and broker–Atlas2008
8Mark A. AddessiNew York, NYUBS Financial Services Inc.Adviser and broker–Atlas2018
9John H. AdelmanNew York, NYUBS Financial Services Inc.Adviser and broker–Atlas1998
10Tiffany A. AgardNew York, NYUBS Financial Services Inc.Adviser and broker–Atlas2025

1,256 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.