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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 44 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

44 advisors

Unlock all 44
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Ann-Marie AndrewsPortland, MEUBS Financial Services Inc.Adviser and broker–Atlas2007
2Peter T. BuzziniBangor, MEUBS Financial Services Inc.Adviser and broker–Atlas2005
3Steven L. CaminitiPortland, MEUBS Financial Services Inc.Adviser and broker–Atlas2003
4Michael Richard R. CormierBangor, MEUBS Financial Services Inc.Adviser and broker–Atlas2013
5Vangel C. CotsisPortland, MEUBS Financial Services Inc.Adviser and broker–Atlas2003
6Brett B. DaviesNorth Yarmouth, MEUBS Financial Services Inc.Adviser and broker–Atlas2020
7Riley Ann A. DavisPortland, MEUBS Financial Services Inc.Adviser and broker–Atlas2011
8John R. DolloffPortland, MEUBS Financial Services Inc.Adviser and broker–Atlas2002
9Stephen B. EgbertPortland, MEUBS Financial Services Inc.Adviser and broker–Atlas2006
10John GarofaloPortland, MEUBS Financial Services Inc.Adviser and broker–Atlas2013

34 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.