Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 30 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
30 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Gary H. Brewster Sr.New Orleans, LA | UBS Financial Services Inc. | Adviser and broker | – | Atlas | 2017 |
| 2Laurie E. BucklandNew Orleans, LA | UBS Financial Services Inc. | Adviser and broker | – | Atlas | 2001 |
| 3Connor E. CaplingerNew Orleans, LA | UBS Financial Services Inc. | Adviser and broker | – | Atlas | 2026 |
| 4Indy ColasBroussard, LA | UBS Financial Services Inc. | Adviser and broker | – | Atlas | 2019 |
| 5Elizabeth M. DemontrondNew Orleans, LA | UBS Financial Services Inc. | Adviser and broker | – | Atlas | 2019 |
| 6Lori B. DicharryBaton Rouge, LA | UBS Financial Services Inc. | Adviser and broker | – | Atlas | 2018 |
| 7Carson DolesNew Orleans, LA | UBS Financial Services Inc. | Adviser and broker | – | Atlas | 2024 |
| 8Chris J. GestonNew Orleans, LA | UBS Financial Services Inc. | Adviser and broker | – | Atlas | 1999 |
| 9John N. GherardiLafayette, LA | UBS Financial Services Inc. | Adviser and broker | – | Atlas | 2004 |
| 10Oliver M. Hall Jr.New Orleans, LA | UBS Financial Services Inc. | Adviser and broker | – | Atlas | 2006 |
20 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.