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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 283 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

283 advisors

Unlock all 283
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Stephanie M. AilorChicago, ILUBS Financial Services Inc.Adviser and broker–Atlas2025
2Luke AllisonChicago, ILUBS Financial Services Inc.Adviser and broker–Atlas2026
3William L. Altman Jr.Chicago, ILUBS Financial Services Inc.Adviser and broker–Atlas2017
4Alan ArrietaChicago, ILUBS Financial Services Inc.Adviser and broker–Atlas2006
5Michael R. BaileyChicago, ILUBS Financial Services Inc.Adviser and broker–Atlas1997
6Susan M. BaileyChicago, ILUBS Financial Services Inc.Adviser and broker–Atlas2002
7Rafael M. BalanquetChicago, ILUBS Financial Services Inc.Adviser and broker–Atlas2026
8Robert M. BanasChicago, ILUBS Financial Services Inc.Adviser and broker–Atlas1999
9Jennifer S. BarberisNorthbrook, ILUBS Financial Services Inc.Adviser and broker–Atlas2009
10Cheryl Barker- HarwoodChicago, ILUBS Financial Services Inc.Adviser and broker–Atlas2007

273 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.