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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 118 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

118 advisors

Unlock all 118
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Patrick M. AdamsWashington, DCUBS Financial Services Inc.Adviser and broker–Atlas1993
2Robert H. AllredWashington, DCUBS Financial Services Inc.Adviser and broker–Atlas2000
3Warner AllredWashington, DCUBS Financial Services Inc.Adviser and broker–Atlas2025
4Ashley AmirsakisWashington, DCUBS Financial Services Inc.Adviser and broker–Atlas2024
5Keith J. AptonWashington, DCUBS Financial Services Inc.Adviser and broker–Atlas2002
6Courtney M. BabcockWashington, DCUBS Financial Services Inc.Adviser and broker–Atlas2026
7Nathan BagaWashington, DCUBS Financial Services Inc.Adviser and broker–Atlas2026
8Kristina N. BakisWashington, DCUBS Financial Services Inc.Adviser and broker–Atlas2013
9James R. Ball IIWashington, DCUBS Financial Services Inc.Adviser and broker–Atlas2004
10Gracyn Maretta M. BertucciWashington, DCUBS Financial Services Inc.Adviser and broker–Atlas2026

108 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.