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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 1,093 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

1,093 advisors

Unlock all 1,093
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Kenneth AbadySan Diego, CAUBS Financial Services Inc.Adviser and broker–Atlas1995
2Sennai H. AbbaySan Francisco, CAUBS Financial Services Inc.Adviser and broker–Atlas2014
3Alice AbdalianNewport Beach, CAUBS Financial Services Inc.Adviser and broker–Atlas2018
4Gregg A. AbernathySan Francisco, CAUBS Financial Services Inc.Adviser and broker–Atlas2000
5Wassim M. AbifakerSan Marcos, CAUBS Financial Services Inc.Adviser and broker–Atlas2026
6Howard L. AbramsSherman Oaks, CAUBS Financial Services Inc.Adviser and broker–Atlas1997
7Sophie R. AbramsSherman Oaks, CAUBS Financial Services Inc.Adviser and broker–Atlas2021
8John G. AckerLos Angeles, CAUBS Financial Services Inc.Adviser and broker–Atlas2000
9Erin E. AdamsSan Mateo, CAUBS Financial Services Inc.Adviser and broker–Atlas2026
10Jeffrey P. AdamsSan Diego, CAUBS Financial Services Inc.Adviser and broker–Atlas1998

1,083 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.