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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 237 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

237 advisors

Unlock all 237
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1John M. AdamczukRochester, NYCommonwealth Financial NetworkAdviser and broker–Atlas2021
2Peter A. AdamczukRochester, NYCommonwealth Financial NetworkAdviser and broker–Atlas2021
3Robert J. AdlerMelville, NYCommonwealth Financial Network +1 moreAdviser and broker–Atlas2021
4Michael AltavillaRed Hook, NYCommonwealth Financial NetworkAdviser and broker–Atlas2013
5Randolph J. AltavillaSaratoga Springs, NYCommonwealth Financial NetworkAdviser and brokerChFCAtlas2017
6Anne E. AmbrosettiWebster, NYCommonwealth Financial NetworkAdviser and broker–Atlas2020
7Joseph T. AmoddioOntario, NYCommonwealth Financial NetworkAdviser only–Atlas2024
8Ralph K. AngeloRochester, NYCommonwealth Financial NetworkAdviser and broker–Atlas2007
9Eli R. BaerNew York, NYCommonwealth Financial NetworkAdviser and brokerCFPAtlas2024
10Nan P. BaileyEast Hampton, NYCommonwealth Financial NetworkAdviser and brokerCFPAtlas2021

227 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.