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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 21 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

21 advisors

Unlock all 21
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Craig H. CantaraColorado Springs, COAusdal Financial Partners, Inc.Adviser and broker–Atlas1993
2John F. CarrColorado Springs, COAusdal Financial Partners, Inc.Adviser and brokerCFPAtlas2005
3Kim L. CowdellColorado Springs, COAusdal Financial Partners, Inc.Adviser and brokerCFP, ChFCAtlas2003
4Christina M. DooneColorado Springs, COAusdal Financial Partners, Inc.Adviser and broker–Atlas2009
5Robert J. EngelColorado Springs, COAusdal Financial Partners, Inc.Adviser and brokerCFPAtlas2009
6Armando FernandezColorado Springs, COAusdal Financial Partners, Inc.Adviser and broker–Atlas2003
7Jon S. FloydColorado Springs, COAusdal Financial Partners, Inc.Adviser and broker–Atlas2025
8Michael P. GeraciColorado Springs, COAusdal Financial Partners, Inc.Adviser and broker–Atlas2021
9Alex R. GerepkaColorado Springs, COAusdal Financial Partners, Inc.Adviser only–Atlas2026
10Michael D. GuilliattColorado Springs, COAusdal Financial Partners, Inc.Adviser and brokerCFP, ChFCAtlas2006

11 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.