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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 16 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

16 advisors

Unlock all 16
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Lauryn AndreBismarck, NDStifel, Nicolaus & Company, IncorporatedAdviser and broker–Atlas2023
2Judy A. BarbotBismarck, NDStifel, Nicolaus & Company, IncorporatedAdviser and broker–Atlas2017
3James A. BehrendtBismarck, NDStifel, Nicolaus & Company, IncorporatedAdviser and broker–Atlas2000
4Brad L. BraunbergerBismarck, NDStifel, Nicolaus & Company, IncorporatedAdviser and broker–Atlas2002
5Jon A. BrodenGrand Forks, NDStifel, Nicolaus & Company, IncorporatedAdviser and broker–Atlas2025
6Justin A. BrooksGrand Forks, NDStifel, Nicolaus & Company, IncorporatedAdviser and broker–Atlas2021
7John S. MayerBismarck, NDStifel, Nicolaus & Company, IncorporatedAdviser and broker–Atlas2013
8Jason L. MillnerBismarck, NDStifel, Nicolaus & Company, IncorporatedAdviser and brokerCFPAtlas2001
9Thomas C. NagelBismarck, NDStifel, Nicolaus & Company, IncorporatedAdviser and broker–Atlas2000
10Bruce E. OstrumBismarck, NDStifel, Nicolaus & Company, IncorporatedAdviser and broker–Atlas1992

6 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.