Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
8 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Tamara J. BuchananTucson, AZ | Northern Trust Securities, Inc. | Adviser and broker | – | Atlas | 2019 |
| 2Jack B. ChristensenScottsdale, AZ | Northern Trust Securities, Inc. | Adviser and broker | – | Atlas | 2020 |
| 3George E. DernulcTempe, AZ | Northern Trust Securities, Inc. | Adviser and broker | – | Atlas | 2016 |
| 4Alayne C. DungarvanScottsdale, AZ | Northern Trust Securities, Inc. | Adviser and broker | – | Atlas | 2026 |
| 5Daniel O. LozaPhoenix, AZ | Northern Trust Securities, Inc. | Adviser and broker | – | Atlas | 2026 |
| 6Anthony J. MarkhamGilbert, AZ | Northern Trust Securities, Inc. | Adviser and broker | – | Atlas | 2015 |
| 7Therese D. OwenTempe, AZ | Northern Trust Securities, Inc. | Adviser and broker | – | Atlas | 2016 |
| 8Jeffrey S. WassonScottsdale, AZ | Northern Trust Securities, Inc. | Adviser and broker | CFP | Atlas | 2005 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.