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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 131 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

131 advisors

Unlock all 131
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Kristen S. AcquistapaceCovington, LAJ.P. Morgan Securities LLCAdviser and broker–Atlas2025
2Chase E. AppeMandeville, LAJ.P. Morgan Securities LLCAdviser and broker–Atlas2026
3Cristian ArchagaNew Orleans, LAJ.P. Morgan Securities LLCAdviser and broker–Atlas2023
4Nicholas ArmandLafayette, LAJ.P. Morgan Securities LLCAdviser and broker–Atlas2013
5Paul AvegnoMandeville, LAJ.P. Morgan Securities LLCAdviser and brokerCFPAtlas2007
6Tyler AymondNew Orleans, LAJ.P. Morgan Securities LLCAdviser and broker–Atlas2024
7Manolo BacaNew Orleans, LAJ.P. Morgan Securities LLCAdviser and broker–Atlas2018
8Tiffany N. Bailey-DuhonLake Charles, LAJ.P. Morgan Securities LLCAdviser and broker–Atlas2022
9Don G. BanksMonroe, LAJ.P. Morgan Securities LLCAdviser and broker–Atlas2016
10Thomas M. BanksOpelousas, LAJ.P. Morgan Securities LLCAdviser and broker–Atlas2006

121 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.