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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 189 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

189 advisors

Unlock all 189
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Brian T. AbrahamPeoria Heights, ILRaymond James & Associates, Inc.Adviser and broker–Atlas2004
2Peteris R. AbulsChicago, ILRaymond James & Associates, Inc.Adviser and broker–Atlas2000
3Jennifer C. AlbensoederChicago, ILRaymond James & Associates, Inc.Adviser and broker–Atlas2006
4Deviki N. AroraChicago, ILRaymond James & Associates, Inc.Adviser and broker–Atlas2025
5Leah A. BakerOakbrook Terrace, ILRaymond James & Associates, Inc.Adviser and brokerCFPAtlas2016
6Conor L. BayerChicago, ILRaymond James & Associates, Inc.Adviser and broker–Atlas2020
7Jack T. BayerChicago, ILRaymond James & Associates, Inc.Adviser and broker–Atlas2017
8Jonah M. BeauduyChicago, ILRaymond James & Associates, Inc.Adviser and broker–Atlas2024
9Shane T. BeckmanSterling, ILRaymond James & Associates, Inc.Adviser and broker–Atlas2015
10Richard A. BensonPeoria Heights, ILRaymond James & Associates, Inc.Adviser and broker–Atlas2008

179 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.