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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 21,094 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

21,094 advisors

Unlock all 21,094
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Samuel M. AamotBeverly Hills, CALPL Financial LLCAdviser and broker–Atlas2024
2Patrick E. AaronCanonsburg, PALPL Financial LLCAdviser and broker–Atlas2007
3Ashraf M. AbadirBloomingdale, ILLPL Financial LLCAdviser and broker–Atlas2026
4Fred D. AbajeloSan Jose, CALPL Financial LLCAdviser and broker–Atlas2001
5Peter AbbateLakeland, FLLPL Financial LLCAdviser and broker–Atlas2012
6Hunter R. AbbeWaco, TXLPL Financial LLCAdviser and broker–Atlas2019
7Richard D. AbbeWaco, TXLPL Financial LLCAdviser and broker–Atlas2002
8Fred J. Abbott IIIWesterville, OHLPL Financial LLCAdviser and brokerCFPAtlas1997
9Joe M. AbbottWest Bastrop, TXLPL Financial LLCAdviser and broker–Atlas2002
10Nathan AbbottGrand Rapids, MILPL Financial LLCAdviser and broker–Atlas2023

21,084 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.