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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 1,246 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

1,246 advisors

Unlock all 1,246
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1William D. AbbottPittsford, NYLPL Financial LLCAdviser and broker–Atlas2021
2Raymond A. AbreuPoughkeepsie, NYLPL Financial LLCAdviser and broker–Atlas2023
3Mark E. AdamNunda, NYLPL Financial LLCAdviser and broker–Atlas2005
4Kahlil AdamesCortland, NYLPL Financial LLCAdviser and broker–Atlas2007
5Paul W. AdamoMelville, NYLPL Financial LLCAdviser and broker–Atlas2008
6Rocco AddonaScarsdale, NYLPL Financial LLCAdviser and broker–Atlas2011
7Andrew S. AdelmanOrchard Park, NYLPL Financial LLCAdviser and broker–Atlas2021
8Vasilios AgeletopoulosMelville, NYLPL Financial LLCAdviser and broker–Atlas2021
9Lawrence J. AglerSaratoga Springs, NYLPL Financial LLCAdviser and broker–Atlas1999
10Nicholas AgnoneWestbury, NYLPL Financial LLCAdviser and broker–Atlas2021

1,236 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.