Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
8 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Hsiao-Chuan ChangWashington, DC | LPL Financial LLC | Adviser and broker | – | Atlas | 2003 |
| 2Joseph L. Davis Jr.Washington, DC | LPL Financial LLC | Adviser and broker | CFP, ChFC | Atlas | 2002 |
| 3Gary A. Edmonds Jr.Washington, DC | LPL Financial LLC | Adviser and broker | – | Atlas | 2001 |
| 4William F. Flanigan IIIWashington, DC | LPL Financial LLC | Adviser and broker | – | Atlas | 2001 |
| 5Glen L. JacksonWashington, DC | LPL Financial LLC | Adviser and broker | – | Atlas | 2004 |
| 6John M. RusciolelliWashington, DC | LPL Financial LLC | Adviser and broker | ChFC | Atlas | 1999 |
| 7Bryan ThomasWashington, DC | LPL Financial LLC | Adviser and broker | – | Atlas | 2018 |
| 8Amanda J. ZackWashington, DC | LPL Financial LLC | Adviser and broker | – | Atlas | 2015 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.