Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 247 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
247 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Stephen J. AdelettiOld Saybrook, CT | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 1991 |
| 2James AgostisiMonroe, CT | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 2005 |
| 3Keith AlbertGlastonbury, CT | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 2003 |
| 4Sean P. AllenGlastonbury, CT | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 2005 |
| 5Ryan ArseneaultWeatogue, CT | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 2022 |
| 6Vincent G. AtkinsStratford, CT | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 1998 |
| 7Mehdi AziziLitchfield, CT | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 2019 |
| 8Christopher J. BaudouinShelton, CT | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 2007 |
| 9Brittany E. BaylorWest Hartford, CT | Ameriprise Financial Services, LLC | Adviser and broker | – | Atlas | 2012 |
| 10Allison B. BeckerSimsbury, CT | Ameriprise Financial Services, LLC | Adviser and broker | CFP | Atlas | 2018 |
237 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.