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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 77 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

77 advisors

Unlock all 77
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Rocio AguayoBerwyn, ILFifth Third Securities, Inc.Adviser and broker–Atlas2023
2Juan C. AguilarChicago, ILFifth Third Securities, Inc.Adviser and broker–Atlas2009
3Yadira AlvaradoNiles, ILFifth Third Securities, Inc.Adviser and broker–Atlas2007
4Maja BaricOak Forest, ILFifth Third Securities, Inc.Adviser and broker–Atlas2018
5Eric BehrendsChicago, ILFifth Third Securities, Inc.Adviser and broker–Atlas2023
6Christopher M. BowlingLombard, ILFifth Third Securities, Inc.Adviser and broker–Atlas2019
7Salvador BrisenoOak Lawn, ILFifth Third Securities, Inc.Adviser and broker–Atlas1998
8Samuel BryantChicago, ILFifth Third Securities, Inc.Adviser and broker–Atlas2025
9Frank E. BugarisChicago, ILFifth Third Securities, Inc.Adviser and broker–Atlas2019
10Grant S. BushueEffingham, ILFifth Third Securities, Inc.Adviser and broker–Atlas2011

67 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.