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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 16 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

16 advisors

Unlock all 16
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Sergio AyoNewport Beach, CAFifth Third Securities, Inc.Adviser and broker–Atlas2025
2Matthew J. BrowneCosta Mesa, CAFifth Third Securities, Inc.Adviser and broker–Atlas2024
3Eric BurrowsSan Ramon, CAFifth Third Securities, Inc.Adviser and broker–Atlas2003
4Marques J. DicksonSanta Monica, CAFifth Third Securities, Inc.Adviser and brokerCFPAtlas2014
5Farooq ImamPalo Alto, CAFifth Third Securities, Inc.Adviser and broker–Atlas2011
6Dominique C. JacksonManhattan Beach, CAFifth Third Securities, Inc.Adviser and broker–Atlas2026
7Rahul A. KarugapadamLos Angeles, CAFifth Third Securities, Inc.Adviser and broker–Atlas2022
8Ethan P. KearnsSan Diego, CAFifth Third Securities, Inc.Adviser and broker–Atlas2024
9Stephen P. KearnsCosta Mesa, CAFifth Third Securities, Inc.Adviser and broker–Atlas2004
10Robert L. NagyLos Angeles, CAFifth Third Securities, Inc.Adviser and broker–Atlas1998

6 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.