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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 314 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

314 advisors

Unlock all 314
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Albert Aguilar Jr.Los Angeles, CACapital Client Group, Inc.Adviser and broker–Atlas2006
2David A. AjluniLos Angeles, CACapital Client Group, Inc.Adviser and broker–Atlas2023
3Anthony J. AlbanoLos Angeles, CACapital Client Group, Inc.Adviser and broker–Atlas2017
4Khalid A. AliLos Angeles, CACapital Client Group, Inc.Adviser and broker–Atlas2022
5Colleen M. AmbroseLos Angeles, CACapital Client Group, Inc.Adviser and brokerCFAAtlas2019
6Audrey AnayaLos Angeles, CACapital Client Group, Inc.Adviser and broker–Atlas2024
7Blake J. AndersonLos Angeles, CACapital Client Group, Inc.Adviser and brokerCFAAtlas2022
8Jacob M. AndersonLos Angeles, CACapital Client Group, Inc.Adviser and broker–Atlas2026
9Vanessa N. AndersonLos Angeles, CACapital Client Group, Inc.Adviser and broker–Atlas2021
10Gabriela V. ArambulaLos Angeles, CACapital Client Group, Inc.Adviser and broker–Atlas2025

304 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.