Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Michael P. CaragliaGreenland, NH | Park Avenue Securities LLC | Adviser and broker | – | Atlas | 2021 |
| 2Ryan P. CoburnGreenland, NH | Park Avenue Securities LLC | Adviser and broker | – | Atlas | 2023 |
| 3Matthew GrabowskiManchester, NH | Park Avenue Securities LLC | Adviser and broker | – | Atlas | 2025 |
| 4Joseph H. GuytonPortsmouth, NH | Park Avenue Securities LLC | Adviser and broker | – | Atlas | 2006 |
| 5Rosanne M. KaneBow, NH | Park Avenue Securities LLC | Adviser and broker | – | Atlas | 2026 |
| 6Joseph P. PombriantPortsmouth, NH | Park Avenue Securities LLC | Adviser and broker | – | Atlas | 2005 |
| 7Bryce L. ShawPortsmouth, NH | Park Avenue Securities LLC | Adviser and broker | – | Atlas | 2025 |
| 8Steven J. Travaglini Sr.Nashua, NH | Park Avenue Securities LLC | Adviser and broker | – | Atlas | 2001 |
| 9Andrew J. WolcottGreenland, NH | Park Avenue Securities LLC | Adviser and broker | – | Atlas | 2023 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.