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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 161 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

161 advisors

Unlock all 161
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Michael M. AcromiteLondonM Holdings Securities, Inc.Adviser and broker–Atlas2026
2Brandon R. AllainCharlotte, NCM Holdings Securities, Inc.Adviser and broker–Atlas2017
3Kathleen F. AllenPortland, ORM Holdings Securities, Inc.Adviser and broker–Atlas2015
4Jamie AlwordenDallas, TXM Holdings Securities, Inc. +1 moreAdviser and broker–Atlas2014
5Jake AndlPortland, ORM Holdings Securities, Inc.Adviser and broker–Atlas2019
6Jeffrey C. BarefootPerrysburg, OHM Holdings Securities, Inc.Adviser and broker–Atlas1999
7Kristin L. BarensJackson, WYM Holdings Securities, Inc.Adviser and broker–Atlas2025
8Thadius BeaversDallas, TXM Holdings Securities, Inc.Adviser and broker–Atlas2013
9Rodney A. BenchSeattle, WAM Holdings Securities, Inc.Adviser and broker–Atlas1995
10Jeffery W. BirdMinneapolis, MNM Holdings Securities, Inc.Adviser and brokerChFCAtlas2014

151 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.