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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Joel P. AndrewsWest Des Moines, IAValic Financial Advisors, Inc.Adviser and broker–Atlas2025
2Sheri L. BarronCedar Rapids, IAValic Financial Advisors, Inc.Adviser and broker–Atlas2003
3David D. DassellCedar Rapids, IAValic Financial Advisors, Inc.Adviser and broker–Atlas2006
4Kathleen S. DennisSt Charles, IAValic Financial Advisors, Inc.Adviser and broker–Atlas2000
5David W. DykstraWest Des Moines, IAValic Financial Advisors, Inc.Adviser and broker–Atlas2003
6Michael J. KaiserCedar Rapids, IAValic Financial Advisors, Inc.Adviser and broker–Atlas2004
7Shawn MonahanWest Des Moines, IAValic Financial Advisors, Inc.Adviser and broker–Atlas2022
8Brock J. NoelCedar Rapids, IAValic Financial Advisors, Inc.Adviser and broker–Atlas2007
9Steven C. VallineWest Des Moines, IAValic Financial Advisors, Inc.Adviser and broker–Atlas2025
10Michael D. WrightCedar Rapids, IAValic Financial Advisors, Inc.Adviser and broker–Atlas2011

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.