Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Lisa D. BeatyPalm Desert, CA | Hoainvest LLC +1 more | Adviser and broker | – | Atlas | 2006 |
| 2Shattuck F. LammPalm Desert, CA | Hoainvest LLC +1 more | Adviser and broker | – | Atlas | 2001 |
| 3Timothy T. LuttmersPalm Desert, CA | Hoainvest LLC +1 more | Adviser and broker | – | Atlas | 2024 |
| 4Jessica A. McConnellIrvine, CA | Hoainvest LLC +1 more | Adviser only | – | Atlas | 2007 |
| 5Michael R. MortensonPalm Desert, CA | Hoainvest LLC +1 more | Adviser only | CFP | Atlas | 2012 |
| 6John C. PolovickSalt Lake City, UT | Hoainvest LLC +1 more | Adviser and broker | – | Atlas | 2014 |
| 7Christopher R. RickPalm Desert, CA | Hoainvest LLC +1 more | Adviser and broker | CFP | Atlas | 2010 |
| 8Mark W. ThatcherSalt Lake City, UT | Hoainvest LLC +1 more | Adviser and broker | – | Atlas | 2002 |
| 9Robert M. ValenzuelaPalm Desert, CA | Hoainvest LLC +1 more | Adviser and broker | – | Atlas | 2018 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.