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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jeffrey O. BormanCharleston, WVAxxcess Wealth Management, LLC +1 moreAdviser only–Atlas2012
2Caleb J. CastoCharleston, WVVandalia Wealth +1 moreAdviser onlyCFPAtlas2022
3Michael D. CavendishBeckley, WVVandalia Wealth +1 moreAdviser only–Atlas1990
4Lois A. CrichtonCharleston, WVAxxcess Wealth Management, LLC +1 moreAdviser only–Atlas2000
5Jonathan DorseyBeckley, WVVandalia WealthAdviser onlyCFPAtlas2009
6John M. JonesCharleston, WVAxxcess Wealth Management, LLC +1 moreAdviser only–Atlas1998
7Luke A. McClureCharleston, WVAxxcess Wealth Management, LLC +1 moreAdviser only–Atlas2020
8Ian S. McIlvaineCharleston, WVAxxcess Wealth Management, LLC +1 moreAdviser only–Atlas2010
9Chelsea M. WeissCharleston, WVVandalia Wealth +1 moreAdviser only–Atlas2026

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.