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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Adam AksamitJersey City, NJConnective Wealth Partners, LLCAdviser only–Atlas2026
2Kadri C. AugustinFarmingdale, NYConnective Wealth Partners, LLCAdviser only–Atlas2024
3Garrett D. FaulconerFullerton, CAConnective Wealth Partners, LLCAdviser only–Atlas2024
4Tina HangFarmingdale, NYConnective Wealth Partners, LLCAdviser only–Atlas2024
5Nicole M. LapinLos Angeles, CAConnective Wealth Partners, LLCAdviser only–Atlas2025
6Joy Z. LiuFarmingdale, NYConnective Wealth Partners, LLCAdviser only–Atlas2024
7Nicholas ManginoSavannah, GAConnective Wealth Partners, LLC +1 moreAdviser and broker–Atlas2022
8Andrew T. NigrelliWeston, MAConnective Wealth Partners, LLCAdviser only–Atlas2006
9William A. UllmanBrooklyn, NYConnective Wealth Partners, LLCAdviser only–Atlas2019
10Jill C. WagnerFarmingdale, NYConnective Wealth Partners, LLCAdviser only–Atlas2025

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.