Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Brian P. BoydMadison, CT | Warner Wealth | Adviser and broker | – | Atlas | 2025 |
| 2Rachael CioccaShelton, CT | Warner Wealth | Adviser and broker | – | Atlas | 2025 |
| 3Daniel J. GermanMadison, CT | Warner Wealth | Adviser and broker | – | Atlas | 2014 |
| 4John A. KinneyMadison, CT | Warner Wealth | Adviser and broker | – | Atlas | 2001 |
| 5Sarah J. LaytonMadison, CT | Warner Wealth | Adviser only | – | Atlas | 2026 |
| 6Nahid NooryMadison, CT | Warner Wealth | Adviser and broker | – | Atlas | 2014 |
| 7Bette Lynn PaezMadison, CT | Warner Wealth | Adviser and broker | CFP, ChFC | Atlas | 2001 |
| 8Kevin R. SullivanMadison, CT | LPL Financial LLC +1 more | Adviser and broker | – | Atlas | 1999 |
| 9James A. WarnerMadison, CT | Warner Wealth | Adviser and broker | CFP | Atlas | 2015 |
| 10Robyn M. WolcottMadison, CT | Warner Wealth | Adviser and broker | CFP | Atlas | 2025 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.