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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Hussain M. AliLafayette, LAW&S Advisory Services, LLC +1 moreAdviser and brokerChFCAtlas2018
2Gareth C. CaluducanWilloughby, OHW&S Advisory Services, LLC +1 moreAdviser and broker–Atlas2024
3Patrick J. DulzerWilloughby, OHW&S Advisory Services, LLC +1 moreAdviser and broker–Atlas2019
4Kyle T. GleichNew Albany, OHW&S Advisory Services, LLC +1 moreAdviser and broker–Atlas2018
5James C. HyndIndependence, OHW&S Advisory Services, LLC +1 moreAdviser and brokerCFP, ChFCAtlas2018
6Tyler A. McCulloughMishawaka, INW&S Advisory Services, LLC +1 moreAdviser and broker–Atlas2025
7Robert A. NeffCincinnati, OHW&S Advisory Services, LLC +1 moreAdviser and broker–Atlas2018
8James R. SchleicherWilloughby, OHW&S Advisory Services, LLC +1 moreAdviser and brokerChFCAtlas2018
9Timothy S. StearnsCincinnati, OHW&S Advisory Services, LLC +2 moreAdviser and broker–Atlas2009
10Aaron N. SteffanHeath, OHW&S Advisory Services, LLC +1 moreAdviser and brokerChFCAtlas2021

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.