Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Gareth C. CaluducanWilloughby, OH | W&S Brokerage Services, Inc. +1 more | Adviser and broker | – | Atlas | 2024 |
| 2Patrick J. DulzerWilloughby, OH | W&S Brokerage Services, Inc. +1 more | Adviser and broker | – | Atlas | 2019 |
| 3Kyle T. GleichNew Albany, OH | W&S Brokerage Services, Inc. +1 more | Adviser and broker | – | Atlas | 2018 |
| 4James C. HyndIndependence, OH | W&S Brokerage Services, Inc. +1 more | Adviser and broker | CFP, ChFC | Atlas | 2018 |
| 5Tyler A. McCulloughCincinnati, OH | W&S Advisory Services, LLC +1 more | Adviser and broker | – | Atlas | 2025 |
| 6Robert A. NeffFindlay, OH | W&S Brokerage Services, Inc. +1 more | Adviser and broker | – | Atlas | 2018 |
| 7James R. SchleicherWilloughby, OH | W&S Brokerage Services, Inc. +1 more | Adviser and broker | ChFC | Atlas | 2018 |
| 8Timothy S. StearnsCincinnati, OH | W&S Brokerage Services, Inc. +2 more | Adviser and broker | – | Atlas | 2009 |
| 9Aaron N. SteffanHeath, OH | W&S Brokerage Services, Inc. +1 more | Adviser and broker | ChFC | Atlas | 2021 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.