Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 7 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
7 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Coleman A. BensonEnglewood, CO | Ridgegate Advisors, LLC +1 more | Adviser and broker | CFP | Atlas | 2018 |
| 2Christopher G. RogersEnglewood, CO | Ridgegate Advisors, LLC | Adviser and broker | – | Atlas | 2018 |
| 3George W. SmithEnglewood, CO | Ridgegate Advisors, LLC | Adviser and broker | ChFC | Atlas | 2004 |
| 4George W. Smith IVEnglewood, CO | Ridgegate Advisors, LLC | Adviser only | – | Atlas | 2025 |
| 5William K. Sneckner Jr.Englewood, CO | Ridgegate Advisors, LLC | Adviser and broker | CFP | Atlas | 2021 |
| 6Alexander StaveroskyEnglewood, CO | Ridgegate Advisors, LLC | Adviser and broker | – | Atlas | 2022 |
| 7David L. SwensonEnglewood, CO | Ridgegate Advisors, LLC | Adviser only | – | Atlas | 2004 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.