Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Bryce R. BrownPetaluma, CA | Penserra Wealth Management | Adviser only | – | Atlas | 2016 |
| 2Anthony N. CastelliOrinda, CA | Penserra Wealth Management +2 more | Adviser and broker | – | Atlas | 2015 |
| 3Lee W. GeigerOrinda, CA | Penserra Wealth Management +2 more | Adviser and broker | – | Atlas | 2022 |
| 4Daniel Y. KimHunts Point, WA | Penserra Wealth Management +1 more | Adviser only | CFA | Atlas | 2013 |
| 5Calvin LeeSan Francisco, CA | Penserra Wealth Management | Adviser only | CFP | Atlas | 2021 |
| 6Jonathan J. MasseHayward, CA | Penserra Wealth Management | Adviser only | CFA | Atlas | 2012 |
| 7Viviana A. MattosPetaluma, CA | Penserra Wealth Management | Adviser only | – | Atlas | 2017 |
| 8Sean O'TooleOrinda, CA | Penserra Wealth Management +1 more | Adviser only | – | Atlas | 2018 |
| 9Robert B. SloanDelray Beach, FL | Penserra Wealth Management | Adviser only | – | Atlas | 2020 |
| 10Charles S. UcciferriColorado Springs, CO | Penserra Wealth Management | Adviser only | – | Atlas | 2026 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.