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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 62 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

62 advisors

Unlock all 62
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Trenton G. AdamsSan Diego, CASovran Advisors, LLCAdviser and brokerCFPAtlas2002
2Russell B. AlbrightPetaluma, CASovran Advisors, LLCAdviser only–Atlas2011
3Joel R. AlmquistSan Diego, CASovran Advisors, LLCAdviser and broker–Atlas2007
4Edmundo C. AlvaradoSan Diego, CASovran Advisors, LLCAdviser and broker–Atlas2016
5Andrew P. BakerSan Diego, CASovran Advisors, LLCAdviser and broker–Atlas2016
6Ashten R. BarberSan Diego, CASovran Advisors, LLCAdviser and broker–Atlas2015
7Paul D. BarnumSan Diego, CASovran Advisors, LLCAdviser and broker–Atlas2022
8Brian M. BrennanSan Diego, CASovran Advisors, LLCAdviser and brokerCFPAtlas2012
9Joseph S. BrocatoSan Diego, CASovran Advisors, LLCAdviser only–Atlas2006
10Michael E. CadisSan Diego, CASovran Advisors, LLCAdviser and brokerCFP, ChFCAtlas2002

52 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.