Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 31 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
31 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Arif AhmedCambridge, MA | Gc Wealth Management Ria, LLC | Adviser only | – | Atlas | 1998 |
| 2Lemuel BourneWashington, DC | Gc Wealth Management Ria, LLC | Adviser only | – | Atlas | 2021 |
| 3David S. BreslinSan Francisco, CA | Gc Wealth Management Ria, LLC | Adviser only | – | Atlas | 2002 |
| 4John B. Carew Jr.Cambridge, MA | Gc Wealth Management Ria, LLC | Adviser only | – | Atlas | 2018 |
| 5Richard Y. ChanSan Francisco, CA | Gc Wealth Management Ria, LLC | Adviser only | – | Atlas | 2025 |
| 6Laura ChaseWashington, DC | Gc Wealth Management Ria, LLC | Adviser only | – | Atlas | 2024 |
| 7Ketan DesaiSan Francisco, CA | Gc Wealth Management Ria, LLC | Adviser only | – | Atlas | 2001 |
| 8Leigh FlorBellevue, WA | Gc Wealth Management Ria, LLC | Adviser only | – | Atlas | 2009 |
| 9James M. GersackHingham, MA | Gc Wealth Management Ria, LLC | Adviser only | CFP | Atlas | 2002 |
| 10William A. GrinnellWoodstock, VT | Gc Wealth Management Ria, LLC | Adviser only | – | Atlas | 2008 |
21 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.