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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 32 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

32 advisors

Unlock all 32
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1William D. AlfordSan Antonio, TXTitleist Asset Management, LLCAdviser only–Atlas2017
2Ann B. BarhamSan Antonio, TXTitleist Asset Management, LLCAdviser and broker–Atlas2021
3Srdjan BlumSan Antonio, TXTitleist Asset Management, LLCAdviser and brokerCFPAtlas2003
4Roy B. BlySan Antonio, TXTitleist Asset Management, LLCAdviser onlyCFPAtlas2021
5Justin L. BradySan Antonio, TXTitleist Asset Management, LLCAdviser and broker–Atlas2010
6Scott L. BransonAustin, TXTitleist Asset Management, LLCAdviser and broker–Atlas1989
7Andrew V. Brawley IIIDripping Springs, TXTitleist Asset Management, LLCAdviser and broker–Atlas2000
8Frank H. Bullinger Jr.San Antonio, TXTitleist Asset Management, LLCAdviser and broker–Atlas2007
9Carlos G. CastorenaSan Antonio, TXTitleist Asset Management, LLCAdviser only–Atlas2024
10Franck P. Cushner Jr.Dallas, TXEnsemble Financial, Inc. +1 moreAdviser and brokerCFPAtlas2001

22 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.